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No Disciplinary Action Letter Template for Philippines

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Key Requirements PROMPT example:

No Disciplinary Action Letter

"I need a No Disciplinary Action Letter for our Manila office, confirming that the investigation into alleged workplace safety violations by our maintenance supervisor has concluded with no findings of misconduct, to be issued by January 15, 2025."

Document background
The No Disciplinary Action Letter is a crucial document in Philippine employment practices, typically issued following the completion of a workplace investigation where no wrongdoing was found or where allegations were not substantiated. It serves multiple purposes: documenting the resolution of an investigation, protecting the employer from future claims of undocumented disciplinary actions, and providing the employee with formal confirmation that their employment record remains clear of any disciplinary findings. The document must comply with Philippine labor laws, particularly the Labor Code of the Philippines and relevant DOLE regulations regarding employment documentation. It's commonly used across various industries and organization sizes, forming part of the formal employment documentation process and risk management strategy. The letter should be retained in the employee's personnel file as evidence of the investigation's conclusion and the company's fair treatment of the matter.
Suggested Sections

1. Letter Header: Company letterhead, date, and formal business letter formatting

2. Recipient Details: Employee's full name, position, department, and employee ID number

3. Subject Line: Clear indication that this is a No Disciplinary Action Letter regarding the specific incident or allegation

4. Investigation Reference: Brief description of the incident/allegation that was investigated, including relevant dates

5. Investigation Findings: Summary of the investigation process and conclusion that no violation was found

6. Confirmation Statement: Clear statement that no disciplinary action will be taken

7. Record Statement: Confirmation that this matter is considered closed and will not be held against the employee

8. Closure: Professional closing, with signature lines for relevant authority (HR Manager/Department Head)

Optional Sections

1. Performance Recommendations: Used when the investigation reveals opportunities for professional development or process improvements, though no wrongdoing was found

2. Appreciation Statement: Include when acknowledging employee's cooperation during the investigation process

3. Future Conduct Reference: Used when there's a need to remind employee of relevant company policies or expected standards, despite no current violation

4. Support Resources: Include when offering additional resources or support to the employee following the investigation

5. Confidentiality Statement: Used when the matter involves sensitive information or when there's a need to remind about confidentiality obligations

Suggested Schedules

1. Investigation Summary Report: Detailed summary of the investigation process, interviews conducted, and evidence reviewed

2. Relevant Policy References: Copies or excerpts of company policies relevant to the investigated matter

3. Employee Statement: If provided, the employee's written statement or response regarding the matter

4. Witness Statements: If applicable, anonymized statements from witnesses interviewed during the investigation

Authors

Alex Denne

Head of Growth (Open Source Law) @ 黑料视频 | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions


















Clauses












Relevant Industries

Banking and Financial Services

Information Technology

Manufacturing

Retail

Healthcare

Education

Professional Services

Telecommunications

Business Process Outsourcing

Construction

Hospitality

Transportation and Logistics

Energy and Utilities

Government and Public Sector

Non-Profit Organizations

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Risk Management

Operations

Management

Administration

Relevant Roles

HR Manager

HR Director

Legal Counsel

Compliance Officer

Department Manager

Line Supervisor

Employee Relations Manager

HR Business Partner

HR Administrator

Risk Management Officer

Chief Human Resources Officer

Personnel Manager

Industrial Relations Manager

Industries





Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks, 聽Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination, 聽Severance Pay, Governing Law, Entire Agreemen

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