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1. Parties: Identification of the Financial Advisor and the Client, including their legal status, registration details, and addresses
2. Background: Context of the agreement, including the advisor's qualifications and regulatory authorizations
3. Definitions: Key terms used throughout the agreement, including regulatory and technical financial terms
4. Appointment and Scope of Services: Detailed description of the financial advisory services to be provided and the terms of appointment
5. Advisor's Obligations: Detailed responsibilities and duties of the financial advisor, including regulatory compliance requirements
6. Client's Obligations: Client's responsibilities, including provision of information and cooperation requirements
7. Fees and Payment Terms: Comprehensive fee structure, payment schedule, and expenses
8. Confidentiality: Provisions regarding the protection and handling of confidential information
9. Compliance with Laws: Obligations to comply with Qatar laws, including QFC regulations and anti-money laundering requirements
10. Term and Termination: Duration of the agreement and circumstances for termination
11. Liability and Indemnification: Limitations of liability and mutual indemnification provisions
12. General Provisions: Standard clauses including notices, amendments, assignment, and governing law
1. Investment Parameters: Used when the advice includes specific investment strategies or restrictions
2. Performance Reporting: Include when regular performance reporting is part of the service
3. Sub-Advisory Services: Required when third-party advisors or specialists may be engaged
4. Islamic Finance Compliance: Include for Sharia-compliant advisory services
5. Cross-Border Services: Include when advisory services extend beyond Qatar
6. Digital Services: Required when providing online or digital advisory tools
7. Conflict Resolution: Optional detailed dispute resolution procedures beyond standard arbitration
8. Force Majeure: Detailed provisions for unforeseen circumstances affecting service delivery
1. Schedule A - Service Description: Detailed breakdown of specific advisory services to be provided
2. Schedule B - Fee Schedule: Comprehensive fee structure including all charges and calculation methods
3. Schedule C - Authorized Representatives: List of authorized personnel from both parties who can act under the agreement
4. Schedule D - Reporting Requirements: Format and frequency of reports to be provided to the client
5. Schedule E - Compliance Requirements: Specific regulatory and compliance obligations applicable to the services
6. Appendix 1 - Risk Disclosure: Mandatory risk warnings and disclaimers
7. Appendix 2 - Professional Credentials: Advisor's qualifications and regulatory licenses
8. Appendix 3 - Service Level Standards: Performance standards and response time commitments
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