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Client Confirmation Letter Template for Hong Kong

A Client Confirmation Letter is a formal document used in Hong Kong business practice to confirm and document the terms of engagement between a service provider and their client. Operating under Hong Kong law, this document serves as a written record of the agreed terms, scope of services, and commercial arrangements. It typically includes key information such as service details, fees, duration, and any specific terms or conditions relevant to the engagement, while complying with Hong Kong regulatory requirements, particularly important in regulated sectors such as financial services.

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What is a Client Confirmation Letter?

The Client Confirmation Letter is a crucial business document used in Hong Kong to formalize professional relationships and document agreed terms between service providers and their clients. This document type is particularly common in financial services and professional services sectors, where it serves as a formal record of engagement terms, service scope, and commercial arrangements. The letter typically follows after initial discussions or negotiations and precedes the commencement of services. Under Hong Kong law, while less formal than a full service agreement, the Client Confirmation Letter carries legal weight and must comply with relevant regulatory requirements, particularly in regulated industries. It's especially important in Hong Kong's financial sector, where regulatory compliance and clear documentation of client relationships are essential. The document should be drafted to be clear, concise, and comprehensive, capturing all key terms while maintaining the professional tone expected in Hong Kong business communications.

What sections should be included in a Client Confirmation Letter?

1. Letter Header: Company letterhead, date, and reference number

2. Client Details: Full name and address of the client

3. Salutation: Formal greeting addressing the client

4. Subject Line: Clear statement of the letter's purpose

5. Opening Paragraph: Reference to previous discussions or meetings and purpose of confirmation

6. Scope of Services: Clear description of services to be provided or arrangement being confirmed

7. Key Commercial Terms: Essential terms including fees, payment terms, and duration

8. Client Acknowledgment: Statement confirming client's understanding and agreement

9. Execution Block: Signature blocks for both parties if counter-signature is required

10. Contact Information: Details of key contact person for further queries

What sections are optional to include in a Client Confirmation Letter?

1. Regulatory Disclosures: Required when the services involve regulated activities under the SFO

2. Risk Warnings: Necessary when dealing with financial products or services with specific risks

3. Confidentiality Statement: Added when sensitive information is included or discussed

4. Compliance Requirements: Include when specific regulatory or compliance obligations need to be highlighted

5. Termination Provisions: Added when the arrangement has specific termination requirements

6. Governing Law Statement: Optional explicit statement of Hong Kong law governance, typically included for international clients

What schedules should be included in a Client Confirmation Letter?

1. Fee Schedule: Detailed breakdown of fees and charges if too extensive for main letter

2. Service Details: Detailed description of services if too lengthy for main letter

3. Required Forms: Any regulatory or administrative forms that need to be completed

4. Terms and Conditions: Standard terms and conditions referenced in the main letter

Authors

Alex Denne

Head of Growth (Open Source Law) @ 黑料视频 | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents

Jurisdiction

Hong Kong

Publisher

黑料视频

Document Type

Consent Form

Cost

Free to use

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