Financial Services and Markets Act 2000: Primary legislation governing financial services regulation in the UK, establishing the regulatory framework and FCA's powers
Financial Services Act 2012: Reformed the UK financial services regulatory structure, including amendments to FSMA 2000
Regulated Activities Order 2001: Defines which activities require FCA authorization and regulation in the financial services sector
FCA Handbook: Comprehensive guide containing all FCA rules and guidance for regulated firms
Conduct of Business Sourcebook (COBS): FCA rules specifying how financial services firms should conduct business with clients
Senior Managers and Certification Regime: Regulatory framework for senior management accountability in financial services firms
Consumer Rights Act 2015: Main consumer rights legislation protecting individuals in their dealings with businesses
Consumer Protection from Unfair Trading Regulations 2008: Prohibits unfair commercial practices between traders and consumers
Unfair Terms in Consumer Contracts Regulations 1999: Protects consumers against unfair standard terms in contracts with traders
UK General Data Protection Regulation: Post-Brexit data protection regulation governing personal data processing in the UK
Data Protection Act 2018: UK's implementation of data protection standards, working alongside UK GDPR
Money Laundering Regulations 2017: Sets out the requirements for anti-money laundering controls and procedures
Proceeds of Crime Act 2002: Legislation covering money laundering offenses and proceeds of crime
Common Law Contract Principles: Fundamental principles of contract law developed through case law including offer, acceptance, consideration
Misrepresentation Act 1967: Governs remedies for misrepresentation in contract formation
Supply of Goods and Services Act 1982: Implies terms about quality of service into contracts
Professional Body Requirements: Standards set by relevant professional bodies such as the Chartered Insurance Institute
FCA Principles for Businesses: Fundamental obligations of all firms under the UK financial services regulatory system
Employment Rights Act 1996: Main legislation governing employment rights in the UK
Equality Act 2010: Prohibits discrimination and promotes equality in employment and service provision
