The Preliminary Investment Memorandum is a critical document used in the early stages of capital raising activities, serving as a comprehensive yet preliminary information package for potential investors. It is typically prepared when a company is considering raising capital through private placement or before launching a full-scale investment offering. The document must comply with German securities laws, particularly the Wertpapierprospektgesetz (WpPG) and relevant EU regulations, while providing sufficient information for initial investor evaluation. The memorandum includes detailed company information, market analysis, financial data, risk factors, and preliminary investment terms, but typically contains appropriate disclaimers noting its non-binding nature. This document is an essential tool for testing market interest and initiating meaningful discussions with potential investors while maintaining legal compliance.
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Key Requirements PROMPT example:
Preliminary Investment Memorandum
"I need a Preliminary Investment Memorandum for a German biotech startup seeking Series B funding of 鈧20 million, focusing on AI-driven drug discovery, with particular emphasis on our IP portfolio and R&D pipeline to be completed by March 2025."
1. Important Notice and Disclaimers: Legal disclaimers, regulatory statements, and limitations of the memorandum's use
2. Executive Summary: Brief overview of the investment opportunity, company, and key terms
3. Company Overview: Detailed description of the company, its business model, history, and current operations
4. Market Analysis: Overview of the market size, trends, competition, and company's positioning
5. Business Strategy: Company's growth strategy, competitive advantages, and future plans
6. Management Team: Profiles of key executives and board members
7. Financial Information: Historical financial performance and future projections
8. Investment Highlights: Key value propositions and reasons for investment
9. Investment Structure: Overview of the proposed investment terms and structure
10. Risk Factors: Detailed discussion of business, market, and investment risks
11. Use of Proceeds: Intended allocation of the investment funds
12. Contact Information: Details for further inquiries and next steps
1. Technical Product Description: Detailed technical information about the company's products or services, recommended for technology companies
2. Intellectual Property Portfolio: Overview of patents, trademarks, and other IP assets, relevant for IP-heavy businesses
3. Environmental, Social and Governance (ESG): ESG policies and initiatives, increasingly important for institutional investors
4. Regulatory Environment: Detailed analysis of regulatory framework, crucial for heavily regulated industries
5. International Operations: Overview of international presence and strategy, relevant for companies with global operations
6. Research and Development: R&D activities and pipeline, important for technology or pharmaceutical companies
1. Financial Statements: Detailed historical financial statements and projections
2. Cap Table: Current capitalization structure and post-investment scenario
3. Market Research Reports: Third-party market research and analysis summaries
4. Product Pipeline: Detailed product development roadmap and timeline
5. Key Contracts Summary: Overview of material commercial agreements
6. Management CVs: Detailed biographies of key team members
7. Corporate Structure Chart: Visual representation of corporate structure and subsidiaries
8. Terms Sheet: Preliminary investment terms and conditions
Authors
Relevant legal definitions
Clauses
Relevant Industries
Technology
Manufacturing
Healthcare
Real Estate
Financial Services
Renewable Energy
E-commerce
Biotechnology
Software
Consumer Goods
Infrastructure
Telecommunications
Media and Entertainment
Professional Services
Clean Technology
Relevant Teams
Legal
Finance
Executive Leadership
Corporate Development
Investor Relations
Compliance
Risk Management
Strategy
Business Development
Corporate Communications
Relevant Roles
Chief Executive Officer
Chief Financial Officer
General Counsel
Investment Director
Corporate Development Manager
Business Development Director
Financial Controller
Compliance Officer
Risk Manager
Corporate Secretary
Investment Relations Manager
Strategy Director
Managing Director
Board Member
Private Equity Associate
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