ºÚÁÏÊÓÆµ

Collateral Account Control Agreement Template for Switzerland

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Collateral Account Control Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Collateral Account Control Agreement

"Need a Swiss law Collateral Account Control Agreement for a syndicated loan facility closing on March 15, 2025, where multiple lenders require control over a EUR-denominated account held at Credit Suisse, with the security agent acting as the secured party representative."

Document background
The Collateral Account Control Agreement is essential in secured financing transactions under Swiss law where a party pledges or assigns rights over a bank account as collateral. This three-party agreement establishes the framework for controlling the pledged account, ensuring the secured party's security interest is properly perfected while allowing the account holder continued access under specified conditions. The agreement complies with Swiss banking regulations, financial market infrastructure requirements, and security interest provisions. It's commonly used in lending transactions, structured finance deals, and other financial arrangements where account-based collateral needs to be secured. The document details operational procedures, control mechanisms, and the process for transitioning to exclusive control upon specified events.
Suggested Sections

1. Parties: Identifies the key parties: Account Holder, Secured Party, and Account Bank

2. Background: Explains the context of the agreement, referring to the underlying security arrangement and purpose of the account control agreement

3. Definitions and Interpretation: Defines key terms used throughout the agreement and establishes interpretation principles

4. Account Control and Security: Establishes the control arrangement over the account and confirms the security interest

5. Account Bank's Rights and Obligations: Details the responsibilities and duties of the Account Bank regarding the controlled account

6. Operation of the Account: Specifies how the account will be operated, including transaction restrictions and approval requirements

7. Notice of Exclusive Control: Describes the process and effect of the Secured Party exercising exclusive control over the account

8. Representations and Warranties: Standard representations from each party regarding capacity, authority, and enforceability

9. Instructions and Notices: Procedures for giving and receiving instructions and notices regarding the account

10. Fees and Expenses: Details of the Account Bank's fees and expense reimbursement rights

11. Liability and Indemnification: Limitations on Account Bank's liability and indemnification provisions

12. Term and Termination: Duration of the agreement and circumstances allowing termination

13. Governing Law and Jurisdiction: Confirms Swiss law as governing law and establishes jurisdiction for disputes

14. Miscellaneous: Standard boilerplate provisions including amendments, assignments, and severability

Optional Sections

1. Security Account Statements: Required when regular reporting on account status and activities is needed

2. Foreign Law Considerations: Needed when collateral includes foreign assets or parties are subject to foreign jurisdictions

3. Tax Provisions: Required when specific tax implications need to be addressed, particularly for international arrangements

4. Electronic Communications: Optional section for agreements where parties agree to use electronic methods for instructions and notices

5. Force Majeure: May be included to address circumstances preventing performance, particularly relevant for international arrangements

6. Regulatory Compliance: Required when specific regulatory requirements need detailed coverage beyond standard provisions

Suggested Schedules

1. Account Details: Schedule specifying the controlled account details and initial account balance

2. Authorized Persons: List of persons authorized to give instructions on behalf of each party

3. Form of Notice of Exclusive Control: Template for the notice to be used when Secured Party exercises exclusive control

4. Fee Schedule: Detailed breakdown of Account Bank's fees and charges

5. Operating Procedures: Detailed procedures for account operation, including approval processes and timing

6. Form of Instructions: Templates for standard instructions and notices under the agreement

7. Eligible Investments: If applicable, list of permitted investments for account balances

Authors

Alex Denne

Head of Growth (Open Source Law) @ ºÚÁÏÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions







































Clauses
































Relevant Industries

Banking

Financial Services

Investment Management

Securities and Trading

Private Equity

Asset Management

Corporate Lending

Investment Banking

Insurance

Wealth Management

Relevant Teams

Legal

Treasury

Risk Management

Collateral Management

Securities Operations

Compliance

Credit Risk

Corporate Banking

Structured Finance

Transaction Management

Relevant Roles

Legal Counsel

Treasury Manager

Risk Manager

Collateral Manager

Transaction Manager

Security Trustee

Account Relationship Manager

Compliance Officer

Credit Risk Officer

Securities Operations Manager

Financial Controller

Corporate Banking Manager

Structured Finance Manager

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Security Interest Contract

A Swiss law-governed agreement creating security interests over assets to secure financial obligations, establishing terms for collateral pledge and enforcement.

find out more

Personal Information Confidentiality Agreement

A Swiss law-governed confidentiality agreement for protecting personal information, ensuring compliance with Swiss FDPA and related regulations.

find out more

Data Privacy Contract

A Swiss law-governed agreement establishing data processing terms between parties, ensuring compliance with FADP and related regulations.

find out more

Broker Dealer Referral Agreement

Swiss law-governed agreement establishing terms for broker-dealer referral arrangements, ensuring compliance with Swiss financial regulations while protecting both parties' interests.

find out more

Note And Warrant Purchase Agreement

A Swiss law-governed agreement combining debt financing through notes with equity participation through warrants, typically used for growth company financing.

find out more

Commercial Pledge Agreement

A Swiss law-governed security agreement creating a pledge over commercial assets in favor of a lender or security agent, subject to Swiss Civil Code requirements.

find out more

Collateral Account Control Agreement

A Swiss law agreement establishing control mechanisms over a collateral account between an account holder, secured party, and account bank.

find out more

Credit And Security Agreement

A Swiss law-governed agreement establishing credit facility terms and related security arrangements, combining lending provisions with collateral requirements under Swiss banking regulations.

find out more

Security Control Agreement

A Swiss law-governed agreement establishing security control measures, compliance standards, and operational procedures for protecting sensitive information and systems.

find out more

Inventory Security Agreement

A Swiss law security agreement creating a security interest over a company's inventory, including provisions for monitoring and enforcement under Swiss law.

find out more

Reinsurance Security Agreement

A Swiss-law governed agreement establishing security arrangements and collateral requirements between reinsurer and cedent, ensuring regulatory compliance under Swiss insurance laws.

find out more

Debenture Subscription Agreement

A Swiss law agreement governing the terms of debenture subscription between issuers and investors, compliant with Swiss financial regulations.

find out more

Title Transfer Collateral Agreement

A Swiss law-governed agreement for transferring ownership of collateral as security for financial obligations, compliant with Swiss financial regulations and FISA.

find out more

Third Party Pledge Agreement

A Swiss law-governed security agreement where a third party pledges assets to secure another party's obligations, structured in accordance with Swiss pledge requirements.

find out more

Convertible Debenture Agreement

Swiss law-governed agreement establishing terms for a debt instrument convertible into company shares, including principal, interest, and conversion rights.

find out more

Collateral Security Agreement

A Swiss law agreement establishing security interests over collateral assets to secure specified obligations, governed by Swiss security and property laws.

find out more

Receivables Pledge Agreement

Swiss law governed security agreement creating a pledge over receivables, typically used in secured financing transactions.

find out more

Collateral Sharing Agreement

A Swiss law agreement establishing the framework for multiple creditors to share and manage security interests in collateral, defining priorities and enforcement rights under Swiss banking and security laws.

find out more

Stock Lending Agreement

Swiss law-governed agreement establishing terms for securities lending transactions, compliant with FINMA regulations and Swiss financial market legislation.

find out more

Share Security Agreement

A Swiss law-governed agreement creating security over shares as collateral for financial obligations, establishing pledge rights and enforcement mechanisms.

find out more

Promissory Note And Security Agreement

A Swiss law-governed document combining a formal promise to pay with security arrangements, establishing both debt obligations and collateral rights under Swiss legal framework.

find out more

Property Collateral Agreement

A Swiss law-governed agreement establishing security interests over real property as collateral for specified obligations, compliant with Swiss property and security laws.

find out more

Pledge And Security Agreement

A Swiss law agreement establishing security interests over assets, detailing pledge arrangements and enforcement rights in compliance with Swiss federal law.

find out more

Security Purchase Agreement

A Swiss law-governed agreement documenting the terms and conditions for the purchase and sale of securities, ensuring compliance with Swiss financial regulations and market requirements.

find out more

Security Loan Agreement

A Swiss-law governed agreement establishing terms for securities lending transactions between financial institutions, including collateral arrangements and regulatory compliance requirements.

find out more

Convertible Equity Agreement

A Swiss law investment agreement allowing conversion of investment into company equity shares under specified conditions and triggers.

find out more

Asset Pledge Agreement

A Swiss law security document creating a pledge over assets as collateral for obligations, structured in accordance with Swiss Civil Code requirements.

find out more

Warrant Purchase Agreement

A Swiss law-governed agreement establishing terms for the purchase and sale of warrants, including exercise rights and regulatory compliance requirements.

find out more

Intellectual Property Security Agreement

A Swiss law-governed agreement establishing security interests over intellectual property assets as collateral for financial obligations.

find out more

Pledge Of Shares Agreement

A Swiss law agreement creating a pledge over shares as security for specified obligations, including creation, maintenance, and enforcement provisions under Swiss law.

find out more

Loan Collateral Agreement

A Swiss law-governed agreement establishing security interests over assets to secure loan obligations, compliant with Swiss Civil Code and Code of Obligations requirements.

find out more

Film Investment Contract

A Swiss law-governed agreement establishing terms and conditions for film project investment, including financial structure, rights, and obligations.

find out more

Collateral Pledge Agreement

A Swiss law security agreement creating a pledge over assets as collateral for obligations, incorporating specific requirements under Swiss secured transactions law.

find out more

Account Pledge Agreement

A Swiss law-governed agreement establishing a pledge over bank accounts as security for financial obligations.

find out more

Loan And Security Agreement

A Swiss law-governed agreement combining loan provisions with security arrangements, detailing both lending terms and collateral requirements in a single document.

find out more

Security Sharing Agreement

A Swiss law-governed agreement establishing terms for securities sharing between financial institutions, including regulatory compliance and operational procedures.

find out more

Repurchase Agreement

Swiss law-governed agreement for securities repurchase transactions, establishing framework for secured lending through sale and repurchase of securities.

find out more

Convertible Note Purchase Agreement

A Swiss law agreement governing the issuance of convertible notes, documenting terms for debt that can convert to equity under specified conditions.

find out more

Reverse Repurchase Agreement

A Swiss law-governed agreement for reverse repo transactions, establishing terms for the sale and repurchase of securities between financial institutions.

find out more

Contract Of Sale Of Shares

A Swiss law-governed agreement documenting the sale and transfer of company shares between parties, including all essential terms and conditions of the transaction.

find out more

Negative Pledge Agreement

A Swiss law-governed agreement where a borrower commits not to create security interests over its assets in favor of third parties, protecting the lender's position.

find out more

Margin Lending Agreement

Swiss law-governed agreement establishing terms for lending against securities as collateral, with provisions for margin requirements and regulatory compliance.

find out more

Cash Collateral Agreement

A Swiss law-governed agreement establishing terms for cash collateral arrangements between parties, including provision, maintenance, and enforcement rights.

find out more

Deposit Control Agreement

A Swiss law agreement establishing control rights over deposit accounts, typically used in secured financing arrangements.

find out more

Convertible Bond Agreement

A Swiss law agreement governing the issuance of bonds convertible into company shares, detailing conversion rights, interest terms, and investor protections.

find out more

General Security Agreement

Swiss law-governed security agreement establishing security interests over specified collateral to secure obligations, compliant with Swiss Civil Code and Code of Obligations.

find out more

Collateral Agency Agreement

A Swiss law agreement establishing the appointment and duties of a collateral agent in secured financing transactions, governing the management and enforcement of security interests.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.