Securities Purchase Agreement

Securities Purchase Agreement Template for Australia

Create a bespoke document in minutes, or upload and review your own.

4.6 / 5

4.8 / 5

Let's create your Securities Purchase Agreement

1. Select your governing law and document type:

2. Enter your key requirements:

3. Create your document to edit, review or download

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

"I need a Securities Purchase Agreement for the acquisition of 100% of shares in an Australian private technology company, with completion scheduled for March 2025 and including standard warranties and board resignation provisions."

Document background

The Securities Purchase Agreement is a crucial transaction document used in Australian securities deals to formalize the sale and purchase of various types of securities, including shares, units, options, and other financial instruments. It is commonly used in private company acquisitions, investment rounds, and corporate restructuring. The agreement must comply with Australian securities laws, particularly the Corporations Act 2001 (Cth) and ASIC regulations, and includes detailed provisions on purchase price, completion mechanics, warranties, indemnities, and conditions precedent. For listed companies, additional considerations regarding ASX listing rules and disclosure requirements must be incorporated. The document serves as the primary record of the transaction terms and protections negotiated between the parties.

Suggested Sections

1. Parties: Identifies and provides full details of the seller(s) and purchaser(s) of the securities

2. Background: Contextual information about the transaction, including brief description of the company whose securities are being sold

3. Definitions: Comprehensive list of defined terms used throughout the agreement

4. Sale and Purchase: Core transaction terms including the securities being sold and purchase price

5. Purchase Price and Payment: Detailed terms of consideration, payment method, and timing

6. Conditions Precedent: Conditions that must be satisfied before completion occurs

7. Completion: Timing and mechanics of completion, including actions required by each party

8. Seller's Warranties: Warranties regarding the seller's capacity, ownership of securities, and company-related warranties

9. Purchaser's Warranties: Warranties regarding the purchaser's capacity and ability to complete the transaction

10. Pre-Completion Obligations: Obligations of parties between signing and completion, including conduct of business requirements

11. Confidentiality: Obligations regarding confidential information and announcements

12. Notices: Process and requirements for giving notices under the agreement

13. General Provisions: Standard boilerplate provisions including governing law, jurisdiction, and amendments

Optional Sections

1. Security Interest: Required if any party is granting security interests as part of the transaction

2. Third Party Consents: Include when specific third-party approvals are needed for the transaction

3. Foreign Investment Approval: Required when the transaction involves foreign investors requiring FIRB approval

4. Tag-Along Rights: Include when minority shareholders are given the right to join in the sale

5. Drag-Along Rights: Include when majority shareholders can force minorities to join in the sale

6. Employee Matters: Required when the transaction affects key employees or employee share schemes

7. Tax Indemnity: Include specific tax indemnities when tax risks are identified

8. Break Fee: Include when parties agree to break fees for non-completion

9. Escrow Arrangements: Required when part of the purchase price is held in escrow

10. Post-Completion Adjustments: Include when purchase price may be adjusted after completion

Suggested Schedules

1. Securities Details: Detailed description of the securities being sold including class, rights, and numbers

2. Company Information: Key details about the company including corporate information, subsidiaries, and capital structure

3. Warranties: Detailed warranties and representations by the seller regarding the company and securities

4. Encumbrances: List of all encumbrances affecting the securities

5. Required Consents: List of all required regulatory and third-party consents

6. Completion Steps: Detailed checklist of actions required at completion

7. Form of Transfer: Pro forma transfer documents required for the securities

8. Disclosure Letter: Seller's disclosures against the warranties

9. Company Contracts: List of material contracts affecting the company or securities

10. Financial Information: Key financial information about the company and securities

Authors

Alex Denne

Head of Growth (Open Source Law) @ ��Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co

Relevant legal definitions

Clauses

Relevant Industries

Financial Services

Investment Banking

Private Equity

Venture Capital

Corporate Services

Professional Services

Technology

Mining and Resources

Real Estate

Healthcare

Manufacturing

Retail

Energy

Infrastructure

Relevant Teams

Legal

Finance

Corporate Development

Mergers & Acquisitions

Investment

Treasury

Compliance

Corporate Secretariat

Board

Risk Management

Corporate Finance

Relevant Roles

Chief Executive Officer

Chief Financial Officer

Chief Legal Officer

General Counsel

Corporate Lawyer

Investment Manager

Investment Director

Company Secretary

Financial Controller

Corporate Development Manager

Mergers & Acquisitions Director

Legal Counsel

Transaction Lawyer

Compliance Officer

Board Director

Investment Banker

Private Equity Manager

Fund Manager

Corporate Finance Manager

Find the exact document you need

Contract To Buy A House From Owner

An Australian legal agreement for the direct sale and purchase of residential property between owner and buyer, containing all essential terms and conditions of the transaction.

������Ƶ

How a Sales & Marketing Lead uses ������Ƶ to reduce contract drafting time by 95%

Let's create your Securities Purchase Agreement

Authors

Alex Denne

Find the exact document you need

Contract To Buy A House From Owner

For Sale By Owner Purchase Contract

Securities Purchase Agreement

Heavy Equipment Purchase Agreement

Second Hand Car Purchase Agreement

Simple Stock Purchase Agreement

Probate Purchase Agreement

Partnership Purchase Agreement

Non Binding Letter Of Intent To Purchase Product

Letter Of Sales Agreement

Dealer Purchase Agreement

Cross Purchase Agreement

Contract For Selling A Car Privately

Easement Purchase Agreement

Lease Buy Out Agreement

Receivable Purchase Agreement

Conditional Sales Purchase Agreement

Offer To Sell Real Estate Form

Land Offer To Purchase

Vehicle Purchase Contract

Client List Purchase Agreement

Timeshare Purchase Agreement

Lot Purchase Agreement

Lease Purchase Agreement Car

Art Purchase Agreement

Contract Agreement Between Supplier And Purchaser

Real Estate Offer And Acceptance Form

Non Binding Purchase Agreement

Model Stock Purchase Agreement

Co Purchase Agreement

Commercial Offer To Purchase

Purchasing Agent Agreement

Purchase Agreement For Car Loan

Purchase Agreement Car Dealership

Option Purchase Agreement Film

Forward Purchase Contract

Corporate Purchase Agreement

Simple Real Estate Purchase Contract

Motor Vehicle Purchase Contract

Employee Laptop Purchase Agreement

General Purchase Agreement

Price Purchase Agreement

Offer Agreement

Prepaid Forward Purchase Agreement

Purchase Of Service Contract

Vehicle Purchase Agreement

Product Purchase Agreement

Medical Equipment Purchase Agreement

Gas Sale Agreement

Entity Purchase Agreement

Wholesale Purchase Agreement

Retail Purchase Agreement

Hardware Purchase Agreement

Furniture Purchase Agreement

Direct Purchase Agreement

As Is Purchase Agreement

Company Purchase Agreement

Software Purchase Agreement

Letter Of Offer To Purchase Property

Material Purchase Agreement

Heat Purchase Agreement

Buy Out Agreement

Short Form Asset Purchase Agreement

Power Sale Agreement

Special Purchase Agreement

Membership Interest Purchase Agreement

Deferred Purchase Agreement

Contract For Purchase Of Goods

Bulk Purchase Agreement

Assignable Real Estate Contract

Unit Purchase Agreement

Service Purchase Agreement

Debt Purchase Agreement

Reverse Purchase Agreement

��Ƶ

How a Sales & Marketing Lead uses ��Ƶ to reduce contract drafting time by 95%

�ұ�Ծ��’s Security Promise